Best Investors
Account
Sign in
Best Investors
Account
Sign in
8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2017-09-25 |
Branch Locations
8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2017-09-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services | Raleigh | NC | 02/2016 | 02/2017 |
| First Citizens Bank | Columbia | SC | 02/1997 | 02/2017 |
| First Citizens Investor Services | Raleigh | NC | 02/2017 | Present |
| First Citizens Asset Management | Columbia | SC | 09/2017 | Present |
1) The Brickmaster, LLC, 1036 Shubuta Dr., Lugoff, SC 29078. Other; not investment related, 2 hours/month, none during trading hours. Duties are signer on the bank business accounts. Started 4/28/17. 2) First Citizens Asset Management, 1230 Main St., Columbia, SC 29201. Registered Sales Assistant, investment related, 16 hours/month during trading hours. Duties are Processing advisory managed account paperwork.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-15 |
Reach out to this advisor