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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-12-02
  • NY RA
    APPROVED
    Since 2022-12-02

Branch Locations

1825 East Main Street, Peekskill, NY 10566 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc White Plains, NY 04/2017 11/2019
Unemployed Yorktown Heights NY 01/2017 04/2017
Self Employed Yorktown Heights NY 07/2016 12/2016
The Prudential Insurance Company Of America White Plains NY 09/2017 11/2019
Lakeland Capital Management Yorktown Heights NY 09/2016 09/2017
Jpmorgan Chase Bank, N.A. Peekskill NY 11/2019 Present
J.P. Morgan Securities Llc Peekskill NY 11/2019 Present
Home Depot Brewster NY 09/2023 03/2024
F. J. Rodriques, Llc Yorktown Heights NY 03/2024 Present
  • 04/2017 → 11/2019
    Pruco Securities, Llc
    White Plains,, NY
  • 01/2017 → 04/2017
    Unemployed
    Yorktown Heights, NY
  • 07/2016 → 12/2016
    Self Employed
    Yorktown Heights, NY
  • 09/2017 → 11/2019
    The Prudential Insurance Company Of America
    White Plains, NY
  • 09/2016 → 09/2017
    Lakeland Capital Management
    Yorktown Heights, NY
  • 11/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Peekskill, NY
  • 11/2019 → Present
    Peekskill, NY
  • 09/2023 → 03/2024
    Home Depot
    Brewster, NY
  • 03/2024 → Present
    F. J. Rodriques, Llc
    Yorktown Heights, NY
Other Businesses

Entity Name: F. J. RODRIQUES, LLC Investment related: No Address: YORKTOWN HEIGHTS, NY 10598. NO WEBSITE HAS BEEN CREATED UNTIL APPROVED BY OBA TEAM. HOWEVER, THIS WEBSITE WILL HAVE A LINK TO PURCHASE MY BOOK. THIS HAS BEEN A TRUE PASSION OF MINE AND NOW THE BOOK IS READY FOR PUBLICATION. FICTIONAL, DRAMA, SUSPENSE. Nature of the other business: Author Position/Title/Relationship: Owner/Partner Start Date: 03/25/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I AM LOOKING TO START THE LLC. UPON APPROVAL. OVER THE LAST SIX YEARS I HAVE BEEN WORKING ON A SUSPENSE, DRAMA FICTIONAL NOVEL ENTITILED ENTANGLED, UNDER THE PSEUDONYM, F.J. RODRIQUES. I AM IN TALKS WITH BOOKBABY REGARDING PUBLICATION AND MARKETING AND AM LOOKING TO SELL MY BOOK ON THE VARIOUS OULETS, LIKE AMAZON AND BARNES & NOBLE. ANY ROYALTIES RECEIVED FROM THE BOOK, WOULD GO THROUGH BOOKBABY AND THEN PAID DIRECTLY TO ME.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-24
S63 Uniform Securities Agent State Law Examination 2017-09-11
  • S66 Uniform Combined State Law Examination
    2022-02-24
  • S63 Uniform Securities Agent State Law Examination
    2017-09-11
Other Names
  • Frank Joseph Rodriguez
  • Frank Rodriguez

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