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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | White Plains, | NY | 04/2017 | 11/2019 |
| Unemployed | Yorktown Heights | NY | 01/2017 | 04/2017 |
| Self Employed | Yorktown Heights | NY | 07/2016 | 12/2016 |
| The Prudential Insurance Company Of America | White Plains | NY | 09/2017 | 11/2019 |
| Lakeland Capital Management | Yorktown Heights | NY | 09/2016 | 09/2017 |
| Jpmorgan Chase Bank, N.A. | Peekskill | NY | 11/2019 | Present |
| J.P. Morgan Securities Llc | Peekskill | NY | 11/2019 | Present |
| Home Depot | Brewster | NY | 09/2023 | 03/2024 |
| F. J. Rodriques, Llc | Yorktown Heights | NY | 03/2024 | Present |
Entity Name: F. J. RODRIQUES, LLC Investment related: No Address: YORKTOWN HEIGHTS, NY 10598. NO WEBSITE HAS BEEN CREATED UNTIL APPROVED BY OBA TEAM. HOWEVER, THIS WEBSITE WILL HAVE A LINK TO PURCHASE MY BOOK. THIS HAS BEEN A TRUE PASSION OF MINE AND NOW THE BOOK IS READY FOR PUBLICATION. FICTIONAL, DRAMA, SUSPENSE. Nature of the other business: Author Position/Title/Relationship: Owner/Partner Start Date: 03/25/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I AM LOOKING TO START THE LLC. UPON APPROVAL. OVER THE LAST SIX YEARS I HAVE BEEN WORKING ON A SUSPENSE, DRAMA FICTIONAL NOVEL ENTITILED ENTANGLED, UNDER THE PSEUDONYM, F.J. RODRIQUES. I AM IN TALKS WITH BOOKBABY REGARDING PUBLICATION AND MARKETING AND AM LOOKING TO SELL MY BOOK ON THE VARIOUS OULETS, LIKE AMAZON AND BARNES & NOBLE. ANY ROYALTIES RECEIVED FROM THE BOOK, WOULD GO THROUGH BOOKBABY AND THEN PAID DIRECTLY TO ME.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-11 |
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