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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-06
  • NY RA
    APPROVED
    Since 2022-10-06

Branch Locations

994 Main St, Peekskill, NY 10566 • United States

Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-24
TX RA APPROVED 2020-01-03
  • NY RA
    APPROVED
    Since 2021-05-24
  • TX RA
    APPROVED
    Since 2020-01-03

Branch Locations

994 Main Street, Peekskill, NY 10566 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Iti Strategies Peekskill NY 10/2003 Present
Lpl Financial Llc Peekskill NY 12/2015 Present
Private Advisor Group, Llc Peekskill NY 12/2015 Present
Other Businesses

1. 12/11/2015 - ITI Strategies, Inc. - DBA for LPL Business (entity for LPL business) - 75% - Peekskill, NY 2. 12/11/2015 - DGK Realty - Real Estate Rental - 5% - Peekskill, NY 3. 12/11/2015 - Ash Brokerage - Non-Variable Insurance - 10% - Peekskill, NY. 4. 3/16/2016: Private Advisor Group, LLC - DBA: (HYbrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 12/1/2015 - Time Spent 100%. 5. 3/22/2016: Private Advisor Group - DBA: (Hybrid) ITI Strategies - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/1/2015 - 130 Hours Per Month - Time Spent 100%. 6. 6/14/2018 - Giaimo Holdings Livingston Lakes LLC - Not Investment Related - Naples, FL 34109 - Real Estate Rental - Started 06/01/2018 - 2 Hours Per Month/0 Hours During Securities Trading. 7. 6/14/2018 - Giaimo Holdings Saint Croix LLC - Not Investment Related - Naples, FL 34109 - Real Estate Rental - Started 06/01/2018 - 2 Hours Per Month/0 Hours During Securities Trading. 8. 6/15/2018 - Giaimo Holdings Milano LLC - Not Investment Related - Naples, FL 34110 - Real Estate Rental - Started 06/01/2018 - 2 Hours Per Month/0 Hours During Securities Trading. 9. 1/10/2020 - GIAIMO & COMPANY, INC. - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - PRESIDENT & CEO - Started 01/03/2020 - 40 Hours Per Month/4 Hours During Securities Trading. 10. 08/16/2022- ITI STRATEGIES II, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only -Start Date- 07/31/2022 - 5 Hours Per Month/ 5 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-09-13
  • S63 Uniform Securities Agent State Law Examination
    1999-09-13
Designations

View on SEC IAPD

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