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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-02
  • NY RA
    APPROVED
    Since 2021-06-02

Branch Locations

994 Main Street, Peekskill, NY 10566 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Peekskill NY 12/2015 Present
Private Advisor Group, Llc Morristown NJ 12/2015 Present
Previous Registrations
  • 2013-12-09 → 2015-12-11
    Kestra Investment Services, Llc
    Peekskill, NY
  • 2009-03-05 → 2012-12-07
    Melville, NY
    Garrison, NY
Other Businesses

1. 12/11/2015 - ITI Strategies, Inc. - INV REL - 994 Main St, Peekskill, NY 10566 - DBA for LPL Business (entity for LPL business) - START 11/30/2015 - 100% TIME SPENT 2. 02/09/2016 - Private Advisor Group, LLC - INV REL - 65 Madison Ave, Suite 300, Morristown, NJ 07960 - Registered Investment Advisor - START 11/30/2015 - 100% TIME SPENT - Fixed 3. 02/09/2016 - Private Advisor Group - INV REL - 994 Main St. Peekskill, NY 10566 - Registered Investment Advisor DBA - START 11/30/2015 - 100% TIME SPENT - Fixed. 4. 5/6/2016: Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/20/13 - 1 Hour Per Month During Securities Trading. 5. 4/14/2021 - Crump - Investment Related - Non-Variable Insurance - Start Date: 2/8/2007 - 0 Hours Per Month/0 Hours During Securities Trading. 6. 08/16/2022- LENNON ASSOCIATES II, LLC- Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only -Start Date- 07/31/2022 - 5 Hours Per Month/ 5 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-16
  • S66 Uniform Combined State Law Examination
    2008-04-16
Other Names
  • Patrick Lennon
  • Patrick James Lennon

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