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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-02 |
Branch Locations
994 Main Street, Peekskill, NY 10566 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Peekskill | NY | 12/2015 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 12/2015 | Present |
1. 12/11/2015 - ITI Strategies, Inc. - INV REL - 994 Main St, Peekskill, NY 10566 - DBA for LPL Business (entity for LPL business) - START 11/30/2015 - 100% TIME SPENT 2. 02/09/2016 - Private Advisor Group, LLC - INV REL - 65 Madison Ave, Suite 300, Morristown, NJ 07960 - Registered Investment Advisor - START 11/30/2015 - 100% TIME SPENT - Fixed 3. 02/09/2016 - Private Advisor Group - INV REL - 994 Main St. Peekskill, NY 10566 - Registered Investment Advisor DBA - START 11/30/2015 - 100% TIME SPENT - Fixed. 4. 5/6/2016: Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/20/13 - 1 Hour Per Month During Securities Trading. 5. 4/14/2021 - Crump - Investment Related - Non-Variable Insurance - Start Date: 2/8/2007 - 0 Hours Per Month/0 Hours During Securities Trading. 6. 08/16/2022- LENNON ASSOCIATES II, LLC- Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only -Start Date- 07/31/2022 - 5 Hours Per Month/ 5 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-16 |
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