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Scott Anthony Swillinger

Wells Fargo Clearing Services, LLC

Roanoke, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-11-28
VA RA APPROVED 2016-03-30
  • TX RA
    APPROVED
    Since 2017-11-28
  • VA RA
    APPROVED
    Since 2016-03-30

Branch Locations

10 S Jefferson St Ste 100, Roanoke, VA 24011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Salem VA 02/2016 11/2016
Wells Fargo Bank Na Salem VA 03/2009 Present
Wells Fargo Clearing Services, Llc Salem VA 11/2016 Present
  • 02/2016 → 11/2016
    Wells Fargo Advisors, Llc.
    Salem, VA
  • 03/2009 → Present
    Wells Fargo Bank Na
    Salem, VA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Salem, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-30
S63 Uniform Securities Agent State Law Examination 2016-03-08
  • S65 Uniform Investment Adviser Law Examination
    2016-03-30
  • S63 Uniform Securities Agent State Law Examination
    2016-03-08
Other Names
  • Scott Swillinger

View on SEC IAPD

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TRUIST ADVISORY SERVICES, INC.
LPL FINANCIAL LLC
HORNOR, TOWNSEND & KENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC

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JOHN ROBERT BRADBERRY
john aston edmunds
Stephen Berry
Brandon Burk Williams
Brian Barrows
ELIZABETH ROBERTS THOMAS

Other Offices

COMMONWEALTH FINANCIAL NETWORK · Roanoke, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Roanoke, VA
CETERA INVESTMENT ADVISERS LLC · CAVE SPRING, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Roanoke, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
LPL FINANCIAL LLC · ROANOKE, VA
HORNOR, TOWNSEND & KENT, LLC · ROANOKE, VA

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