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Mandi Lynn Applegate

Family Dynasty Advisors LLC

Lubbock, TX

CRD 6612292

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Employer firm

Family Dynasty Advisors LLC CRD 297082

$52.3M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
Family Dynasty Advisors Llc

4601 S. Loop 289 Suite 7, Lubbock, TX 79424 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-03
  • TX RA
    APPROVED
    Since 2022-09-03

Branch Locations

4601 S. Loop 289 Suite 7, Lubbock, TX 79424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securites Llc Lubbock TX 05/2018 10/2020
Alph Capital Strategies Lubbock TX 01/2017 10/2020
Kuykendall & Schneider Inc. Lubbock TX 02/2016 12/2016
Family Dynasty Advisors Llc Lubbock TX 10/2021 Present
Concord Medical Group Lubbock TX 10/2020 10/2021
  • 05/2018 → 10/2020
    Nylife Securites Llc
    Lubbock, TX
  • 01/2017 → 10/2020
    Alph Capital Strategies
    Lubbock, TX
  • 02/2016 → 12/2016
    Kuykendall & Schneider Inc.
    Lubbock, TX
  • 10/2021 → Present
    Family Dynasty Advisors Llc
    Lubbock, TX
  • 10/2020 → 10/2021
    Concord Medical Group
    Lubbock, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-02
  • S65 Uniform Investment Adviser Law Examination
    2022-09-02
Other Names
  • Mandi L Jones
  • Mandi L Magnano
  • Mandi L Minor

View on SEC IAPD

Nearby Firms

HIGH PLAINS INVESTMENT ADVISORS, INC.
AMICUS FINANCIAL ADVISORS, LLC
AIM ADVISORY GROUP, LLC

Nearby Investors

TIMOTHY DREW MACK
BRAD ALEXANDER PRUITT
MATTHEW DEAN PECK

Nearby Offices

HIGH PLAINS INVESTMENT ADVISORS, INC. · LUBBOCK, TX
AMICUS FINANCIAL ADVISORS, LLC · LUBBOCK, TX
AIM ADVISORY GROUP, LLC · LUBBOCK, TX

More in Lubbock, TX

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