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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-06-08 |
Branch Locations
2679 W Main St Suite 243, Littleton, CO 80120 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Lakewood | CO | 04/2016 | 02/2022 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2016 | 02/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2018 | 06/2022 |
| Penn Mutual Life Insurance Company | Horsham | PA | 12/2021 | Present |
| Hornor, Townsend & Kent, Llc | Horsham | PA | 07/2022 | Present |
1) INSURANCE & INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: EMPIRE WEALTH STRATEGIES | POSITION HELD: SALES MANAGER | ADDRESS: 2679 W. MAIN STREET, SUITE 243, LITTLETON COLORADO 80120 | START DATE: 7/1/2022 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: INSURANCE & INVESTMENT SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2) INSURANCE & INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: PENN MUTUAL LEADERSHIP WEALTH PARTNERS | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 2679 W. MAIN STREET, SUITE 243, LITTLETON COLORADO 80120 | START DATE: 7/1/2022 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: INSURANCE &INVESTMENTS SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 3) INSURANCE & INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: 1847 FINANCIAL | POSITION HELD: SALES MANAGER | ADDRESS: 2679 W. MAIN STREET, SUITE 243, LITTLETON COLORADO 80120 | START DATE: 01/01/2024 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: INSURANCE & INVESTMENT SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-24 |
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