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Daniel M Henderson

Morgan Stanley

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-08-25
TX RA APPROVED_RES 2022-08-25
  • NY RA
    APPROVED
    Since 2022-08-25
  • TX RA
    APPROVED_RES
    Since 2022-08-25

Branch Locations

55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 01/2012 08/2022
Morgan Stanley Smith Barney Llc New York NY 08/2022 Present
Morgan Stanley Private Bank, N.A New York NY 01/2023 Present
  • 01/2012 → 08/2022
    Ubs Financial Services Inc.
    New York, NY
  • 08/2022 → Present
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 01/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2021-10-26 → 2022-09-06
    Ubs Financial Services Inc.
    New York, NY
  • 2009-06-01 → 2012-02-24
    Morgan Stanley
    New York, NY
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    New York, NY
  • 2006-06-12 → 2007-04-02
    Morgan Stanley Dw Inc.
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-20
S66 Uniform Combined State Law Examination 2006-06-10
  • S65 Uniform Investment Adviser Law Examination
    2025-02-20
  • S66 Uniform Combined State Law Examination
    2006-06-10
Other Names
  • Dan Henderson

View on SEC IAPD

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