Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-19 |
| NY | RA | APPROVED | 2023-07-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smb Capital / Kershner Trading Group | New York | NY | 06/2016 | 04/2017 |
| J.P. Morgan Securities, Llc | New York | NY | 11/2018 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 06/2017 | 11/2018 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 11/2018 | 06/2019 |
| Unemployed | Long Island City | NY | 05/2017 | 06/2017 |
| Jpmorgan Chase Bank Na | New York | NY | 06/2019 | 06/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 11/2017 | 11/2018 |
| J.P. Morgan Wealth Management | New York | NY | 07/2023 | Present |
| J.P. Morgan Securities, Llc | New York | NY | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-31 |
Reach out to this advisor