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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-30
NY RA APPROVED 2021-10-26
PA RA APPROVED 2017-04-10
  • FL RA
    APPROVED
    Since 2023-10-30
  • NY RA
    APPROVED
    Since 2021-10-26
  • PA RA
    APPROVED
    Since 2017-04-10

Branch Locations

299 Park Ave 26Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Philadelphia PA 02/2016 10/2016
Ubs Financial Services New York NY 04/2017 Present
Unemployed Philadelphia PA 10/2016 04/2017
  • 02/2016 → 10/2016
    Philadelphia, PA
  • 04/2017 → Present
    Ubs Financial Services
    New York, NY
  • 10/2016 → 04/2017
    Unemployed
    Philadelphia, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-16
  • S66 Uniform Combined State Law Examination
    2016-08-16

View on SEC IAPD

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