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George A Robles

Wells Fargo Clearing Services, LLC

Salt Lake City, UT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-10-11
  • UT RA
    APPROVED
    Since 2022-10-11

Branch Locations

5201 W Amelia Earhart Dr [Slc Rcast], Salt Lake City, UT 84116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Utah Salt Lake City UT 08/2012 Present
Wells Fargo Advisors Salt Lake City UT 08/2016 11/2016
Wells Fargo Bank Salt Lake City UT 08/2016 Present
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 Present
  • 08/2012 → Present
    University Of Utah
    Salt Lake City, UT
  • 08/2016 → 11/2016
    Wells Fargo Advisors
    Salt Lake City, UT
  • 08/2016 → Present
    Wells Fargo Bank
    Salt Lake City, UT
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Salt Lake City, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-12
S63 Uniform Securities Agent State Law Examination 2016-03-21
  • S65 Uniform Investment Adviser Law Examination
    2022-09-12
  • S63 Uniform Securities Agent State Law Examination
    2016-03-21
Other Names
  • George Adan Robles

View on SEC IAPD

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Other Offices

RUN VENTURES · SALT LAKE CITY, UT
LEP MANAGEMENT LLC · SALT LAKE CITY, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
RAYMOND JAMES & ASSOCIATES, INC. · Salt Lake City, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
LPL FINANCIAL LLC · SALT LAKE CITY, UT

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