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Thomas Galiger

J.P. Morgan Securities LLC

Plano, TX

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-14
  • TX RA
    APPROVED
    Since 2022-06-14

Branch Locations

8181 Communications Pkwy Bldg A, Floor 04, Plano, TX 75024 • United States

10 S. Dearborn Street Floor 11, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2016 11/2016
Capital One Investing Plano TX 12/2016 04/2018
Capital One Advisors, Llc Plano TX 12/2016 04/2018
Jp Morgan Securities, Llc Plano TX 04/2018 09/2021
Fidelity Investments Westlake TX 09/2021 04/2022
J.P. Morgan Chase Plano TX 04/2022 Present
J.P. Morgan Securities Llc Plano TX 05/2022 Present
  • 02/2016 → 11/2016
    Edward Jones
    St Louis, MO
  • 12/2016 → 04/2018
    Capital One Investing
    Plano, TX
  • 12/2016 → 04/2018
    Capital One Advisors, Llc
    Plano, TX
  • 04/2018 → 09/2021
    Jp Morgan Securities, Llc
    Plano, TX
  • 09/2021 → 04/2022
    Fidelity Investments
    Westlake, TX
  • 04/2022 → Present
    J.P. Morgan Chase
    Plano, TX
  • 05/2022 → Present
    J.P. Morgan Securities Llc
    Plano, TX
Previous Registrations
  • 2018-04-24 → 2021-09-15
    J.P. Morgan Securities Llc
    Plano, TX
    Columbus, OH
    Plano, TX
    Plano, TX
  • 2017-01-27 → 2018-04-24
    Capital One Advisors, Llc
    Plano, TX
    Mclean, VA
  • 2016-04-21 → 2016-11-10
    Edward Jones
    Maryland Heights, MO
    Dallas, TX
    Richardson, TX
    Jenks, OK
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-19
  • S66 Uniform Combined State Law Examination
    2016-04-19
Other Names
  • Thomas Edward Galiger
  • Thomas E Galiger

View on SEC IAPD

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