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Amy Joy Pearson

Thrivent Investment Management Inc.

New Ulm, MN

CRD 6609329

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-16
MN RA APPROVED 2016-06-02
  • TX RA
    APPROVED_RES
    Since 2022-12-16
  • MN RA
    APPROVED
    Since 2016-06-02

Branch Locations

108 S Minnesota St, New Ulm, MN 56073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc New Ulm MN 03/2016 Present
Thrivent Financial Appleton WI 07/2016 09/2016
Thrivent Financial Appleton WI 09/2016 Present
  • 03/2016 → Present
    New Ulm, MN
  • 07/2016 → 09/2016
    Thrivent Financial
    Appleton, WI
  • 09/2016 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

MARY KAY POSITION: consultant NATURE: I am a Mary Kay consultant in name only. I use that status to purchase the products at half price for mine and my daughter's personal use. I do not sell it for a profit nor participate in parties, calling, soliciting clients in any form. I put in an order twice a year. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2016 ADDRESS: 26 S. Highland, New Ulm MN 56073 DESCRIPTION: Put in an order online twice a year. BRONZ'D LLC POSITION: staff member/budget/record keeper NATURE: Local tanning salon providing both UV and sunless tanning options. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 07/21/2025 ADDRESS: 700 N. Minnesota St., New Ulm MN 56073, United States DESCRIPTION: My husband and his sister own this business. I will assist at the front desk occasionally. I also assist my husband with his role of maintaining the facility, record keeping, budgeting for the business, payroll and preparing for their tax appointment. MARTIN LUTHER COLLEGE AUXILIARY POSITION: 2nd vice president NATURE: Volunteer board member of the MLC auxiliary whose purpose is to support non-budgetary items for the college students and foster fellowship among members. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2026 ADDRESS: 1995 Luther Court, New Ulm MN 56073, United States DESCRIPTION: Help choose projects to fund and support.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-01
  • S66 Uniform Combined State Law Examination
    2016-06-01
Other Names
  • Bauer Joy Amy

View on SEC IAPD

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