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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2017-04-18
  • VA RA
    APPROVED
    Since 2017-04-18

Branch Locations

4801 Cox Rd Ste 202, Glen Allen, VA 23060-6803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Glen Allen VA 11/2016 03/2020
Waynesboro Country Cllub Waynesboro VA 08/2016 11/2016
Ameriprise Financial Services, Llc Glen Allen VA 03/2020 Present
  • 11/2016 → 03/2020
    Ameriprise Financial Services, Inc.
    Glen Allen, VA
  • 08/2016 → 11/2016
    Waynesboro Country Cllub
    Waynesboro, VA
  • 03/2020 → Present
    Glen Allen, VA
Other Businesses

Business Ownership; RSTK, LLC; Co-owner; Manage Ameriprise Business; 4801 Cox Rd, Ste 202, Glen Allen, VA, 23060; Not Investment-Related; 06/01/2024; 60 hours per month; 60 during trading hours / Kasch, Levitch, McAleer & Associates, LLC; Co-owner; Manage Ameriprise Business; 4801 Cox Rd, Ste 202, Glen Allen, VA, 23060; Investment-Related; 12/03/2004; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-06
  • S66 Uniform Combined State Law Examination
    2017-03-06

View on SEC IAPD

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