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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2017-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Insurance Company | Horsham | PA | 07/2015 | Present |
| Hornor Townsend & Ktne Inc | Horsham | PA | 06/2016 | Present |
1) INSURANCE & INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: WEALTH CONTINUUM GROUP | POSITION HELD:AGENT | ADDRESS: 187 DANBURY RD 2ND FLOOR WILTON CT 06897 NORTH HAVEN 06473 | START DATE: 6/23/2016 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE | APPROX HRS PER MTH:41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: SALES AND SERVICE OF LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2) INSURANCE & INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: CASERTA-DEJONGH | POSITION HELD: AGENT |ADDRESS: 12 ELM ST NORTH HAVEN 06473 | START DATE: 8/1/2015 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: 10-25 HRS | DESCRIPTION OF DUTIES: SALES AND SERVICE OF LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE CO. 3) P&C BROKERAGE POSITION: Provide referrals and receive compensation NATURE: Prop/Casualty Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 130 North Main St, Wallingford CT 06492, United States DESCRIPTION: Providing auto and homeowners insurance referrals and continuing to uphold my property and casualty license 4) STUDENT LOAN ANALYSIS | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: OTHER - | ADDRESS: 711 CENTER ST WALLINGFORD CT 06492 | START DATE: 7/21/2020 | NATURE OF ACTIVITY: EDUCATIONAL | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: COMPREHENSIVE REVIEW OF COLLEGE GRADUATES' STUDENT LOAN PORTFOLIO. EVALUATE OPTIONS SUCH AS REPAYMENT PLANS AND FEDERAL PROGRAMS SUCH AS LOAN FORGIVENESS. 5) TIKTOK SHOP COMMISSIONS | POSITION: Sales Affiliate NATURE: Retail Sales | INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 | ADDRESS: 711 Center St, Wallingford CT 06492 | DESCRIPTION: Posting videos on TikTok shop to promote retail products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-01 |
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