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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-23
CA RA APPROVED 2022-06-06
  • TX RA
    APPROVED
    Since 2022-06-23
  • CA RA
    APPROVED
    Since 2022-06-06

Branch Locations

Mesa, AZ • United States

2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Mesa AZ 01/2016 11/2018
Jp Morgan Chase Bank Mesa AZ 10/2014 11/2018
Jp Morgan Securities Llc Bellevue WA 11/2018 12/2018
Jp Morgan Chase Bank Bellevue WA 11/2018 12/2018
Keybank Bellevue WA 02/2019 08/2019
Key Investment Services Bellevue WA 03/2019 08/2019
Bank Of America, N.A. Bellevue WA 04/2020 01/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bellevue WA 09/2019 04/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 04/2022 Present
Bank Of America, N.A. Mesa AZ 01/2021 04/2022
  • 01/2016 → 11/2018
    Jp Morgan Securities Llc
    Mesa, AZ
  • 10/2014 → 11/2018
    Jp Morgan Chase Bank
    Mesa, AZ
  • 11/2018 → 12/2018
    Jp Morgan Securities Llc
    Bellevue, WA
  • 11/2018 → 12/2018
    Jp Morgan Chase Bank
    Bellevue, WA
  • 02/2019 → 08/2019
    Keybank
    Bellevue, WA
  • 03/2019 → 08/2019
    Key Investment Services
    Bellevue, WA
  • 04/2020 → 01/2021
    Bank Of America, N.A.
    Bellevue, WA
  • 09/2019 → 04/2020
    Bellevue, WA
  • 04/2022 → Present
    Chandler, AZ
  • 01/2021 → 04/2022
    Bank Of America, N.A.
    Mesa, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-31
S63 Uniform Securities Agent State Law Examination 2016-05-23
  • S66 Uniform Combined State Law Examination
    2022-05-31
  • S63 Uniform Securities Agent State Law Examination
    2016-05-23
Other Names
  • Yanneza Adlaon Ketring
  • Yanneza Go Adlaon
  • Neza Cartia
  • Yanneza Cartia
  • Yanneza Adlaon Cartia

View on SEC IAPD

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