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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
| NJ | RA | APPROVED | 2015-08-19 |
Branch Locations
85 Broad Street 25Th Floor,26Th Floor, New York, NY 10004 • United States
Tenafly, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | New York | NY | 03/2014 | Present |
CMT ASSOCIATION-115 BROADWAY, FL. 10, NEW YORK, NY 10006. I'M APPLYING FOR A BOARD OF DIRECTORS ROLE AT THE CMT ASSOCIATION. THE ORGANIZATION IS A NON-PROFIT ENTITY DEDICATED TO PROMOTING THE EDUCATION, DISCIPLINE, AND PRACTICE OF TECHNICAL ANALYSIS. I PLAN TO START IN MARCH AND DEDICATE ABOUT ONE HOUR/MONTH TO THIS POSITION. AS HEAD OF TECHNICAL ANALYSIS AT OPPENHEIMER, I'VE BEEN INVOLVED WITH THE CMT ASSOCIATION FOR OVER A DECADE BECAUSE IT PERTAINS DIRECTLY TO MY DAY-TO-DAY ROLE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-03-16 |
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