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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2016-06-01 |
Branch Locations
1712 North King Street, Honolulu, HI 96819 • United States
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Architects Of Hawaii | Honolulu | HI | 02/2016 | Present |
| J.W. Cole Financial, Inc. | Tampa | FL | 02/2016 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 06/2016 | Present |
(1) ERIC ISHIKAWA; 1712 North King St., Honolulu HI 96819; Not investment related; TRADITIONAL LIFE & HEALTH INSURANCE; INSURANCE AGENT; START DATE 3/14/2016; 20 HRS PER MO, 0 HRS DURING TRADING; DUTIES: SOLICIT & PLACEMENT OF NON-VARIABLE INSURANCE. (2) FINANCIAL ARCHIECTS OF HAWAII, LLC; INVESTMENT RELATED; 1712 North King St., Honolulu HI 96819; Life Insurance Agent; Sell life insurance; Start 9/11/24; 40 HRS PER MONTH, 2 hrs./mo. during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-19 |
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