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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-05 |
| NY | RA | APPROVED | 2024-07-10 |
Branch Locations
1249 Upper Front St Suite 102B, Binghamton, NY 13905 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Binghamton | NY | 07/2016 | Present |
| Massmutual Life Insurance Co | Binghamton | NY | 12/2015 | Present |
(1)NAME:MATTHEW CONLON, INV REL:Y ADDR:95 COURT ST SUITE 101 BINGHAMTON NY 13901 NATURE:LIFE INSURANCE, GROUP LIFE, POSITION:AGENT START:2/2017 NO HR/MO:10 NO HR/MO DUR TRADING:10.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-13 |
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