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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-04-06 |
Branch Locations
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Raleigh | NC | 01/2015 | 07/2017 |
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 01/2019 | 07/2021 |
| Harris Teeter | Raleigh | NC | 08/2018 | 01/2020 |
| Unemployed | Raleigh | NC | 07/2017 | 08/2018 |
| Robinhood Financial, Llc | Charlotte | NC | 07/2021 | 08/2022 |
| Robinhood Markets, Inc | Charlotte | NC | 06/2022 | 08/2022 |
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-21 |
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