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Guan Xiong Yang

Eagle Strategies LLC

Pasadena, CA

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-01-10
  • CA RA
    APPROVED
    Since 2018-01-10

Branch Locations

55 S. Lake Avenue, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co Glendale CA 06/2015 Present
Nylife Securities Llc Glendale CA 01/2016 Present
Eagle Strategies Llc Glendale CA 01/2018 Present
  • 06/2015 → Present
    New York Life Insurance Co
    Glendale, CA
  • 01/2016 → Present
    Nylife Securities Llc
    Glendale, CA
  • 01/2018 → Present
    Eagle Strategies Llc
    Glendale, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-29
S63 Uniform Securities Agent State Law Examination 2016-04-04
  • S66 Uniform Combined State Law Examination
    2017-12-29
  • S63 Uniform Securities Agent State Law Examination
    2016-04-04

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
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