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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-09 |
| NY | RA | APPROVED | 2025-02-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Capital Advisors, Llc | East Brunswick | NJ | 05/2015 | 05/2019 |
| Pnc Funds Distributor | East Brunswick | NJ | 06/2015 | 05/2019 |
| Global Retirement Partners, Llc | San Rafael | CA | 09/2019 | 06/2024 |
| Unemployed | North Brunswick | NJ | 05/2019 | 08/2019 |
| Hub International Investment Services, Inc. | Kansas City | MO | 03/2023 | 06/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2025 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2025 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2024 | 02/2025 |
1) ENOS CONSULTING GROUP, INC., 780 3rd Ave 19th Floor New York NY 10017, START DATE 02/2025, W2 Employee, Employee (receive a W-2), NIR, HR/MO 160, HR/MO TRADING 160 2) CIRA, 1776 Pleasant Plain Rd Fairfield IA 52556, START DATE 02/2025, W2 Employee, CIRA Affiliation, INV REL, HR/MO 160, HR/MO TRADING 120
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-08 |
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