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Dallen Lee Atwood

Wells Fargo Clearing Services, LLC

Salt Lake City, UT

Salt Lake City, UT

Draper, UT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2016-07-12
  • UT RA
    APPROVED
    Since 2016-07-12

Branch Locations

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

70 E 3300 S, Salt Lake City, UT 84115 • United States

322 E 12300 S, Draper, UT 84020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc American Fork UT 01/2016 11/2016
Wells Fargo Bank, Na American Fork UT 09/2012 Present
Wells Fargo Clearing Services, Llc American Fork UT 11/2016 Present
  • 01/2016 → 11/2016
    Wells Fargo Advisors Llc
    American Fork, UT
  • 09/2012 → Present
    Wells Fargo Bank, Na
    American Fork, UT
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    American Fork, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-11
S63 Uniform Securities Agent State Law Examination 2016-06-16
  • S65 Uniform Investment Adviser Law Examination
    2016-07-11
  • S63 Uniform Securities Agent State Law Examination
    2016-06-16
Other Names
  • Dallen Atwood

View on SEC IAPD

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UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
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