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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-10
NJ RA APPROVED 2020-12-17
  • TX RA
    APPROVED_RES
    Since 2025-07-10
  • NJ RA
    APPROVED
    Since 2020-12-17

Branch Locations

41 N Walnut St, Ridgewood, NJ 07450 • United States

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Elmwood Park NJ 01/2016 11/2016
Wells Fargo Bank, Na Elmwood Park NJ 03/2013 Present
Wells Fargo Clearing Services, Llc Elmwood Park NJ 11/2016 Present
  • 01/2016 → 11/2016
    Wells Fargo Advisors Llc
    Elmwood Park, NJ
  • 03/2013 → Present
    Wells Fargo Bank, Na
    Elmwood Park, NJ
  • 11/2016 → Present
    Elmwood Park, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-15
S63 Uniform Securities Agent State Law Examination 2016-03-08
  • S66 Uniform Combined State Law Examination
    2020-12-15
  • S63 Uniform Securities Agent State Law Examination
    2016-03-08
Other Names
  • Ruth-An Garcia

View on SEC IAPD

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