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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2023-03-20 |
| TX | RA | APPROVED | 2023-03-17 |
Branch Locations
6565 Americas Parkway Suite 400, Albuquerque, NM 87110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Wealth Mangement | Albuquerque | NM | 01/2016 | 03/2023 |
| Morgan Stanley | Albuquerque | NM | 03/2023 | Present |
*544657 - Shrine of St. Bernadette Finance Council; Investment related: No; Albuquerque, New Mexico; Religious; Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 07/2007; During business hours: 0; After business hours: 10; to review the income and expenses of the Parish and help with establishing the annual budget.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-03 |
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