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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-10-27 |
Branch Locations
82 E. Main St, Newark, DE 19711-4682 • United States
550 Suburban Drive, Newark, DE 19711 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Insurance Co | Horsham | PA | 08/2016 | 10/2025 |
| Hornor Townsend & Kent Inc | Horsham | PA | 09/2016 | 03/2018 |
| Prudential Insurance Company Of America | Newark | NJ | 11/2018 | 09/2022 |
| Pruco Securities, Llc. | Marlton | NJ | 11/2018 | 09/2022 |
| Prudential Investment Management Services Llc | Newark | NJ | 09/2022 | 12/2022 |
| Pgim Investments | Newark | NJ | 09/2022 | 12/2022 |
| Pruco Securities Llc | Newark | DE | 03/2024 | 11/2024 |
| Visionworks | King Of Prussia | PA | 02/2023 | 06/2025 |
| The Prudential Insurance Company Of America | Newark | DE | 04/2024 | 10/2025 |
| Lpl Enterprise, Llc | Newark | DE | 11/2024 | 10/2025 |
| Lpl Financial Lpl | Bear | DE | 10/2025 | Present |
| M&T Bank | Bear | DE | 10/2025 | Present |
1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name M&T Financial Services - Investment Related - At Reported Business Location(s) - Start Dare: 10/2025 2. 10/2025 - Daniel Rappa for Delaware - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - Newport, DE 19804 - OBA Start Date: 05/17/2024 3. 10/2025 - Delaware Insurance & Financial Services - Business Entity For Tax/Investment Purposes Only - Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - Newport, DE 19804 - OBA Start Date: 06/16/2021
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-03 |
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