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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-10-27
  • DE RA
    APPROVED
    Since 2025-10-27

Branch Locations

82 E. Main St, Newark, DE 19711-4682 • United States

550 Suburban Drive, Newark, DE 19711 • United States

10 Fox Hunt Drive, Bear, DE 19701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Life Insurance Co Horsham PA 08/2016 10/2025
Hornor Townsend & Kent Inc Horsham PA 09/2016 03/2018
Prudential Insurance Company Of America Newark NJ 11/2018 09/2022
Pruco Securities, Llc. Marlton NJ 11/2018 09/2022
Prudential Investment Management Services Llc Newark NJ 09/2022 12/2022
Pgim Investments Newark NJ 09/2022 12/2022
Pruco Securities Llc Newark DE 03/2024 11/2024
Visionworks King Of Prussia PA 02/2023 06/2025
The Prudential Insurance Company Of America Newark DE 04/2024 10/2025
Lpl Enterprise, Llc Newark DE 11/2024 10/2025
Lpl Financial Lpl Bear DE 10/2025 Present
M&T Bank Bear DE 10/2025 Present
  • 08/2016 → 10/2025
    Penn Mutual Life Insurance Co
    Horsham, PA
  • 09/2016 → 03/2018
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 11/2018 → 09/2022
    Prudential Insurance Company Of America
    Newark, NJ
  • 11/2018 → 09/2022
    Marlton, NJ
  • 09/2022 → 12/2022
    Prudential Investment Management Services Llc
    Newark, NJ
  • 09/2022 → 12/2022
    Pgim Investments
    Newark, NJ
  • 03/2024 → 11/2024
    Newark, DE
  • 02/2023 → 06/2025
    Visionworks
    King Of Prussia, PA
  • 04/2024 → 10/2025
    The Prudential Insurance Company Of America
    Newark, DE
  • 11/2024 → 10/2025
    Newark, DE
  • 10/2025 → Present
    Lpl Financial Lpl
    Bear, DE
  • 10/2025 → Present
    M&T Bank
    Bear, DE
Previous Registrations
Other Businesses

1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name M&T Financial Services - Investment Related - At Reported Business Location(s) - Start Dare: 10/2025 2. 10/2025 - Daniel Rappa for Delaware - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - Newport, DE 19804 - OBA Start Date: 05/17/2024 3. 10/2025 - Delaware Insurance & Financial Services - Business Entity For Tax/Investment Purposes Only - Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - Newport, DE 19804 - OBA Start Date: 06/16/2021

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-15
S63 Uniform Securities Agent State Law Examination 2017-02-03
  • S65 Uniform Investment Adviser Law Examination
    2024-02-15
  • S63 Uniform Securities Agent State Law Examination
    2017-02-03
Other Names
  • Dan Rappa
  • Daniel Dominick Rappa
  • Daniel D Rappa

View on SEC IAPD

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