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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| NJ | RA | APPROVED | 2018-02-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Garden City | NY | 02/2016 | 01/2018 |
| Jp Morgan Chase Bank N.A. | Setauket | NY | 01/2018 | Present |
| Jp Morgan Securities, Llc | Setauket | NY | 01/2018 | Present |
| Scottrade Investment Management | Garden City | NY | 03/2017 | 01/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-26 |
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