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Eric Sumanaru

Rbc Capital Markets, LLC

New York, NY

Massapequa Park, NY

CRD 6602714

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-03-23
  • NY RA
    APPROVED
    Since 2023-03-23

Branch Locations

1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States

Massapequa Park, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2021 03/2023
Jpmorgan Chase Bank, N.A. New York NY 10/2021 03/2023
Morgan Stanley New York NY 08/2017 10/2021
Goodkind Group Llc New York NY 04/2016 06/2017
Unemployed New York NY 07/2017 08/2017
Rbc Capital Markets, Llc New York NY 03/2023 Present
  • 10/2021 → 03/2023
    J.P. Morgan Securities Llc
    New York, NY
  • 10/2021 → 03/2023
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 08/2017 → 10/2021
    Morgan Stanley
    New York, NY
  • 04/2016 → 06/2017
    Goodkind Group Llc
    New York, NY
  • 07/2017 → 08/2017
    Unemployed
    New York, NY
  • 03/2023 → Present
    Rbc Capital Markets, Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-14
  • S66 Uniform Combined State Law Examination
    2019-09-14
Other Names
  • Eric Sumanaru
  • Eric Alexander Sumanaru

View on SEC IAPD

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