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Jiaqi Shao

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-23
TX RA APPROVED 2025-06-23
  • NY RA
    APPROVED
    Since 2025-06-23
  • TX RA
    APPROVED
    Since 2025-06-23

Branch Locations

390 Madison Avenue Floor 29, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dws Distributors, Inc Jacksonville FL 07/2015 03/2018
Jpmorgan Chase Bank Na New York NY 09/2022 Present
Jpmorgan Securities Llc New York NY 09/2022 Present
Dws Distributors, Inc New York NY 03/2018 08/2022
  • 07/2015 → 03/2018
    Dws Distributors, Inc
    Jacksonville, FL
  • 09/2022 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 09/2022 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 03/2018 → 08/2022
    Dws Distributors, Inc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-30
S63 Uniform Securities Agent State Law Examination 2016-08-11
  • S66 Uniform Combined State Law Examination
    2025-05-30
  • S63 Uniform Securities Agent State Law Examination
    2016-08-11
Other Names
  • Ashley Shao

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
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