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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-17
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2017-02-22
  • TX RA
    APPROVED_RES
    Since 2022-10-17
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2017-02-22

Branch Locations

1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States

Westhampton Beach, NY • United States

299 Park Ave 26Th Floor, New York, NY 10171 • United States

Madison, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc New York NY 01/2016 02/2017
Ubs Financial Services Inc. New York NY 02/2017 Present
Previous Registrations
Other Businesses

1) Name of Business: MJT Fine Art LLC./ Address: 56 Samson AveMadisonNJUnited States07940./ Investment Related: No./ Nature: Art is a hobby and I created this LLC to buy supplies and sell art to the extent someone wants to buy a piece./ Roles: Proprietor / owner./ Duty: I formed the LLC to receive proceeds of any art pieces I create and sell and also buy supplies for./ Time Required: No./ Start Date: 2/16/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-09
  • S66 Uniform Combined State Law Examination
    2016-04-09
Other Names
  • Michael John Taylor

View on SEC IAPD

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