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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-06-22
  • FL RA
    APPROVED
    Since 2023-06-22

Branch Locations

7284 West Palmetto Park Road Suite 106, Boca Raton, FL 33433 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank Fort Lauderdale FL 01/2016 10/2018
Pnc Investments Llc Pittsburgh PA 01/2016 10/2018
Securian Financial Services Inc St. Paul MN 10/2018 11/2018
Securian Financial Services Inc St. Paul MN 11/2018 08/2023
Evershore Financial Group Boca Raton FL 10/2018 Present
Minnesota Life Insurance Company St. Paul MN 11/2018 08/2023
Cetera Wealth Services, Llc El Segundo CA 06/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/2016 → 10/2018
    Pnc Bank
    Fort Lauderdale, FL
  • 01/2016 → 10/2018
    Pnc Investments Llc
    Pittsburgh, PA
  • 10/2018 → 11/2018
    Securian Financial Services Inc
    St. Paul, MN
  • 11/2018 → 08/2023
    Securian Financial Services Inc
    St. Paul, MN
  • 10/2018 → Present
    Evershore Financial Group
    Boca Raton, FL
  • 11/2018 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 06/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2018-11-15 → 2023-08-10
    Securian Financial Services, Inc.
    Boca Raton, FL
    St. Paul, MN
  • 2017-01-26 → 2018-11-01
    Fort Lauderdale, FL
    Palm Beach Gardens, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
Other Businesses

1) EVERSHORE FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/01/2018 ADDRESS: 3300 PGA Blvd, Suite 100, Palm Beach Gardens FL 33433, United States DESCRIPTION: Fixed insurance. 2) NOTARY PUBLIC POSITION: Notary Public NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: 12405 SW 9th Place, Davie FL 33325, United States DESCRIPTION: I am a Notary Public 3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/2018; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 4) NAME OF OTHER BUSINESS: EVERSHORE FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-18
  • S66 Uniform Combined State Law Examination
    2016-10-18

View on SEC IAPD

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