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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-07-17
TX RA APPROVED 2020-03-10
  • WA RA
    APPROVED
    Since 2023-07-17
  • TX RA
    APPROVED
    Since 2020-03-10

Branch Locations

32001 32Nd Ave S Suite 330, Federal Way, WA 98001 • United States

10900 Ne 8Th St. Suite 1414, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waffle Love Llc American Fork UT 11/2014 10/2016
Tanner Capital Management Provo UT 12/2015 12/2016
Aquire Advisors Dba Dentist Advisors South Jordan UT 11/2016 04/2018
Financial Engines Advisors L.L.C. Phoenix AZ 06/2018 09/2021
Financial Engines Advisors L.L.C. Santa Clara CA 09/2021 07/2023
Financial Engines Advisors L.L.C Santa Clara CA 07/2023 Present
  • 11/2014 → 10/2016
    Waffle Love Llc
    American Fork, UT
  • 12/2015 → 12/2016
    Tanner Capital Management
    Provo, UT
  • 11/2016 → 04/2018
    Aquire Advisors Dba Dentist Advisors
    South Jordan, UT
  • 06/2018 → 09/2021
    Financial Engines Advisors L.L.C.
    Phoenix, AZ
  • 09/2021 → 07/2023
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 07/2023 → Present
    Financial Engines Advisors L.L.C
    Santa Clara, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-19
  • S65 Uniform Investment Adviser Law Examination
    2018-03-19
Designations
Other Names
  • Nate Driggs

View on SEC IAPD

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