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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-07-17 |
| TX | RA | APPROVED | 2020-03-10 |
Branch Locations
32001 32Nd Ave S Suite 330, Federal Way, WA 98001 • United States
10900 Ne 8Th St. Suite 1414, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waffle Love Llc | American Fork | UT | 11/2014 | 10/2016 |
| Tanner Capital Management | Provo | UT | 12/2015 | 12/2016 |
| Aquire Advisors Dba Dentist Advisors | South Jordan | UT | 11/2016 | 04/2018 |
| Financial Engines Advisors L.L.C. | Phoenix | AZ | 06/2018 | 09/2021 |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 09/2021 | 07/2023 |
| Financial Engines Advisors L.L.C | Santa Clara | CA | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-19 |
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