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Nick Alan Brundell

Thrivent Investment Management Inc.

Sioux Center, IA

CRD 6600703

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-08-18
MN RA APPROVED 2025-08-18
  • IA RA
    APPROVED
    Since 2025-08-18
  • MN RA
    APPROVED
    Since 2025-08-18

Branch Locations

Sioux Center, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Auto Trimmers Shoreview MN 08/2009 09/2016
Thrivent Investment Management Inc Blaine MN 05/2016 Present
Thrivent Financial Appleton WI 10/2016 12/2016
Thrivent Financial Appleton WI 12/2016 Present
  • 08/2009 → 09/2016
    Auto Trimmers
    Shoreview, MN
  • 05/2016 → Present
    Thrivent Investment Management Inc
    Blaine, MN
  • 10/2016 → 12/2016
    Thrivent Financial
    Appleton, WI
  • 12/2016 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-15
S63 Uniform Securities Agent State Law Examination 2016-08-24
  • S65 Uniform Investment Adviser Law Examination
    2025-08-15
  • S63 Uniform Securities Agent State Law Examination
    2016-08-24

View on SEC IAPD

Nearby Firms

CETERA INVESTMENT ADVISERS LLC
WATER VALLEY INVESTMENT ADVISORS, INC.
LPL FINANCIAL LLC

Nearby Investors

JOHN DANIEL DYKSTRA
Isaiah Benjamin deRegt
DARREN MARK RAIH

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · SIOUX CENTER, IA
WATER VALLEY INVESTMENT ADVISORS, INC. · SIOUX CENTER, IA
WATER VALLEY INVESTMENT ADVISORS, INC. · SIOUX CENTER, IA

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