Best Investors Account Sign in

Adam Mark Howard

Ubs Financial Services Inc.

New York, NY

Brooklyn, NY

CRD 6600291

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-04-11
  • NY RA
    APPROVED
    Since 2024-04-11

Branch Locations

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services New York NY 07/2017 Present
Aerotek, Inc. (Contracted To Ubs) Weehawken NJ 12/2016 07/2017
Td Bank, N.A. Bridgewater NJ 10/2016 12/2016
Macy's Bridgewater And Short Hills NJ 07/2013 12/2016
  • 07/2017 → Present
    Ubs Financial Services
    New York, NY
  • 12/2016 → 07/2017
    Aerotek, Inc. (Contracted To Ubs)
    Weehawken, NJ
  • 10/2016 → 12/2016
    Td Bank, N.A.
    Bridgewater, NJ
  • 07/2013 → 12/2016
    Macy's
    Bridgewater And Short Hills, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-14
  • S66 Uniform Combined State Law Examination
    2018-03-14
Other Names
  • Adam Mark Binkley
  • Adam Mark Howard
  • Adam M Howard

View on SEC IAPD

Nearby Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC

Nearby Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone

Nearby Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor