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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-02-12 |
| NV | RA | APPROVED | 2024-04-11 |
| PR | RA | APPROVED | 2024-01-31 |
| MI | RA | APPROVED | 2022-12-08 |
| IN | RA | APPROVED | 2022-10-17 |
| WV | RA | APPROVED | 2022-04-08 |
| OH | RA | APPROVED | 2021-08-12 |
| NY | RA | APPROVED | 2021-04-16 |
| DC | RA | APPROVED | 2021-01-13 |
| LA | RA | APPROVED | 2020-07-10 |
| MA | RA | APPROVED | 2020-05-20 |
| MD | RA | APPROVED | 2020-05-05 |
| AZ | RA | APPROVED | 2020-03-04 |
| CA | RA | APPROVED | 2020-02-11 |
| TX | RA | APPROVED_RES | 2019-02-14 |
| VA | RA | APPROVED | 2018-12-22 |
| MO | RA | APPROVED | 2018-09-25 |
| PA | RA | APPROVED | 2018-08-30 |
| CO | RA | APPROVED | 2018-08-21 |
| FL | RA | APPROVED | 2018-08-06 |
| NC | RA | APPROVED | 2018-07-17 |
| NJ | RA | APPROVED | 2018-02-08 |
| CT | RA | APPROVED | 2018-02-07 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T. Rowe Price | Owings Mills | MD | 02/2015 | 05/2017 |
| Guardian Life Insurance Co Of America | New York | NY | 06/2017 | Present |
| Park Avenue Securities, Llc | New York | NY | 07/2017 | Present |
1. Life insurance and disability insurance I sell non-Guardian life insurance and disability insurance Start: 07/01/2017 Address: 1437 Madison Avenue 29th Floor, New York, New York, 10022. 5 total hours per month; 5 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-25 |
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