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Lois Catherine Wolfslau

Morgan Stanley

Long Beach, CA

Boulder City, NV

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2017-07-06
TX RA APPROVED 2012-03-12
CA RA APPROVED 2011-06-16
  • NV RA
    APPROVED
    Since 2017-07-06
  • TX RA
    APPROVED
    Since 2012-03-12
  • CA RA
    APPROVED
    Since 2011-06-16

Branch Locations

3840 Kilroy Airport Way Suite 400, Long Beach, CA 90806 • United States

Boulder City, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Los Angeles CA 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Los Angeles, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Other Businesses

Rental Property; Huntington Beach, CA; Investment related; Sole Proprietor / Owner / Partner; landlord/property owner; 08/2014; 0,2

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-20
S63 Uniform Securities Agent State Law Examination 2005-03-24
  • S65 Uniform Investment Adviser Law Examination
    2010-09-20
  • S63 Uniform Securities Agent State Law Examination
    2005-03-24
Other Names
  • Lois Catherine Ibbetson
  • Lois Catherine Mann
  • Lois Catherine Wolfsalu

View on SEC IAPD

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