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Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-03-14
NY RA APPROVED 2021-04-07
NJ RA APPROVED 2017-10-10
  • DC RA
    APPROVED
    Since 2023-03-14
  • NY RA
    APPROVED
    Since 2021-04-07
  • NJ RA
    APPROVED
    Since 2017-10-10

Branch Locations

666 3Rd Avenue, New York, NY 10017 • United States

1801 K Street Nw Suite 750, Washington, DC 20006 • United States

Hyde Park, NY • United States

New York, NY • United States

Washington, DC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. New York NY 07/2016 Present
Other Businesses

DEMCZAR HOLDINGS LLC, 95 HUYLER DRIVE, HYDE PARK, NY 12538. OWN RENTAL REAL ESTATE PROPERTY. I AM A MEMBER (MINORITY). ASSOCIATION BEGAN, JANUARY 2017. I DO NOT MAKE ANY CONTRIBUTIONS, I HAVE ZERO RESPONSIBILITY, I SPEND 0 HOURS PER WEEK, MONTH, YEAR. I AM NOT PAID.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-06
  • S66 Uniform Combined State Law Examination
    2017-10-06
Other Names
  • Nic Bohdan Demczar

View on SEC IAPD

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