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Christopher Matthew Franklin

LPl Enterprise, LLC

Mt. Pleasant, SC

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-01-26
  • SC RA
    APPROVED
    Since 2026-01-26

Branch Locations

884 Allbritton Boulevard Suite 205, Mt. Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Next Financial Group, Inc. Houston TX 01/2016 01/2017
Apollon Wealth Management, Llc Mount Pleasant SC 02/2022 09/2025
Mosaic Community Perth 12/2018 06/2022
Mcg Realty Scottsdale AZ 01/2017 04/2018
Valley View Community Scottsdale AZ 06/2017 12/2018
Burgess Investment Group, Llc Charleston SC 09/2025 01/2026
Lpl Enterprise Llc Mt. Pleasant SC 01/2026 Present
  • 01/2016 → 01/2017
    Next Financial Group, Inc.
    Houston, TX
  • 02/2022 → 09/2025
    Mount Pleasant, SC
  • 12/2018 → 06/2022
    Mosaic Community
    Perth
  • 01/2017 → 04/2018
    Mcg Realty
    Scottsdale, AZ
  • 06/2017 → 12/2018
    Valley View Community
    Scottsdale, AZ
  • 09/2025 → 01/2026
    Burgess Investment Group, Llc
    Charleston, SC
  • 01/2026 → Present
    Mt. Pleasant, SC
Previous Registrations
Other Businesses

1. 01/14/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Investment related - Mount Pleasant SC - OBA start date: 12/22/2025 - 160 Hrs/Mth - 160 Hrs During Trading 2. 01/14/2026 - Christopher Franklin N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment related - Mount Pleasant SC - OBA start date: 12/22/2025 - 160 Hrs/Mth - 160 Hrs During Trading 3. 03/03/2026-Franklin Financial Group-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 03/02/2026-160hrs/mth-160hrs/mth during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-02-10
S65 Uniform Investment Adviser Law Examination 2024-01-23
S66 Uniform Combined State Law Examination 2016-03-28
  • S63 Uniform Securities Agent State Law Examination
    2026-02-10
  • S65 Uniform Investment Adviser Law Examination
    2024-01-23
  • S66 Uniform Combined State Law Examination
    2016-03-28
Designations

View on SEC IAPD

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