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Joseph Drew Spina

Platform Technology Partners

Locust Valley, NY

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Current Employers
Platform Technology Partners

63 Forest Avenue, Locust Valley, NY 11560 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-09-06
  • NY RA
    APPROVED
    Since 2022-09-06

Branch Locations

63 Forest Avenue, Locust Valley, NY 11560 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bny Mellon New York NY 10/2015 06/2022
Platform Technology Partners New York NY 09/2022 Present
Other Businesses

IAR of Platform Technologies Platform - and SEC RIA - DBA Northeast PRivate Wealth since 9/2022.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-23
S63 Uniform Securities Agent State Law Examination 2016-02-19
  • S65 Uniform Investment Adviser Law Examination
    2022-05-23
  • S63 Uniform Securities Agent State Law Examination
    2016-02-19
Other Names
  • Joseph Spina

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOCUST VALLEY, NY
BRUDERMAN PRIVATE WEALTH · LOCUST VALLEY, NY
BOSTWICK CAPITAL LLC · LOCUST VALLEY, NY
URSULA MANAGEMENT, LLC · LOCUST VALLEY, NY
WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC · Locust Valley, NY
WELLINGTON SHIELDS & CO., LLC · Locust Valley, NY
BUCKRAM SECURITIES LTD · LOCUST VALLEY, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GLEN COVE, NY

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