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Gregory Stuart Dobbs

Ubs Financial Services Inc.

Pasadena, CA

Los Angeles, CA

Flintridge, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-29
CA RA APPROVED 2019-02-07
  • TX RA
    APPROVED_RES
    Since 2022-08-29
  • CA RA
    APPROVED
    Since 2019-02-07

Branch Locations

251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Flintridge, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Los Angeles CA 07/2018 Present
Hub International Los Angeles CA 07/2016 07/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-07
  • S66 Uniform Combined State Law Examination
    2019-02-07
Other Names
  • Greg Dobbs

View on SEC IAPD

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CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
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STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
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