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Jordan Alexander

Rockefeller Financial LLC

New York, NY

Hamilton, NJ

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-11-28
  • NJ RA
    APPROVED
    Since 2022-11-28

Branch Locations

45 Rockefeller Plaza Floor 5, New York, NY 10111 • USA

2445 Kuser Road, Suite 302 Zone B, Hamilton, NJ 08690 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 02/2016 11/2022
Rockefeller Capital Management Hamilton NJ 11/2022 Present
Rockefeller Financial Llc Hamilton NJ 11/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-24
  • S66 Uniform Combined State Law Examination
    2022-05-24
Other Names
  • Jordan Daniel Alexander

View on SEC IAPD

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