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Scott Michael Botkin

Charles Schwab & Co., Inc.

The Villages, FL

Winter Park, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-26
  • FL RA
    APPROVED
    Since 2024-03-26

Branch Locations

1048 Lake Sumter Landing, The Villages, FL 32162-2697 • United States

633 N Orlando Ave., Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 05/2017 12/2022
Piezon's Pizzeria Omaha NE 05/2013 09/2023
Union Pacific Omaha NE 05/2016 05/2017
Full-Time Education Omaha NE 05/2007 05/2017
Charles Schwab And Co., Inc. The Village FL 12/2022 Present
Charles Schwab Bank Ssb The Village FL 03/2024 Present
  • 05/2017 → 12/2022
    Td Ameritrade
    Omaha, NE
  • 05/2013 → 09/2023
    Piezon's Pizzeria
    Omaha, NE
  • 05/2016 → 05/2017
    Union Pacific
    Omaha, NE
  • 05/2007 → 05/2017
    Full-Time Education
    Omaha, NE
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    The Village, FL
  • 03/2024 → Present
    Charles Schwab Bank Ssb
    The Village, FL
Previous Registrations
  • 2017-10-24 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 2017-10-24 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    The Villages, FL
    Winter Park, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-23
S63 Uniform Securities Agent State Law Examination 2017-07-05
  • S66 Uniform Combined State Law Examination
    2017-10-23
  • S63 Uniform Securities Agent State Law Examination
    2017-07-05
Designations

View on SEC IAPD

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Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · THE VILLAGES, FL
ZENITH ADVISORY GROUP, LLC · THE VILLAGES, FL
STRATEGIC ADVISERS LLC · THE VILLAGES, FL
MORGAN STANLEY · The Villages, FL
AE WEALTH MANAGEMENT, LLC · The Villages, FL
AE WEALTH MANAGEMENT, LLC · The Villages, FL
LPL FINANCIAL LLC · THE VILLAGES, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · THE VILLAGES, FL

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