Scott Michael Botkin

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 12/2022
  Td Ameritrade
  Omaha, NE
• 05/2013 → 09/2023
  Piezon's Pizzeria
  Omaha, NE
• 05/2016 → 05/2017
  Union Pacific
  Omaha, NE
• 05/2007 → 05/2017
  Full-Time Education
  Omaha, NE
• 12/2022 → Present
  Charles Schwab And Co., Inc.
  The Village, FL
• 03/2024 → Present
  Charles Schwab Bank Ssb
  The Village, FL

Previous Registrations

• 2017-10-24 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 2017-10-24 → 2022-10-14
  Td Ameritrade, Inc.
  Omaha, NE
  Omaha, NE
  The Villages, FL
  Winter Park, FL

Exams

• S66 Uniform Combined State Law Examination
  2017-10-23
• S63 Uniform Securities Agent State Law Examination
  2017-07-05

Designations

• Certified Financial Planner