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William Cody Davis

Charles Schwab & Co., Inc.

Mt. Pleasant, SC

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-01-26
  • SC RA
    APPROVED
    Since 2022-01-26

Branch Locations

962 Houston Northcutt Blvd Suite 100, Mt. Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc The Villages FL 12/2015 04/2018
Td Ameritrade Inc Ocala FL 04/2018 12/2022
Charles Schwab And Co., Inc. Mt. Pleasant SC 12/2022 Present
Charles Schwab Bank, Ssb Mt. Pleasant SC 07/2024 Present
  • 12/2015 → 04/2018
    Fidelity Brokerage Services Llc
    The Villages, FL
  • 04/2018 → 12/2022
    Td Ameritrade Inc
    Ocala, FL
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Mt. Pleasant, SC
  • 07/2024 → Present
    Charles Schwab Bank, Ssb
    Mt. Pleasant, SC
Previous Registrations
  • 2018-07-05 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Ocala, FL
    Tallahassee, FL
    Mt. Pleasant, SC
    Tallahassee, FL
    Mt.PLeasant, SC
  • 2018-07-05 → 2022-10-14
    Td Ameritrade, Inc.
    Ocala, FL
    Tallahassee, FL
    Tallahassee, FL
    Mt. Pleasant, SC
    Mt. Pleasant, SC
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-07
S63 Uniform Securities Agent State Law Examination 2016-08-08
  • S66 Uniform Combined State Law Examination
    2017-03-07
  • S63 Uniform Securities Agent State Law Examination
    2016-08-08
Designations
Other Names
  • William Cody Oliva
  • W Davis
  • Cody Davis

View on SEC IAPD

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