Best Investors
Account
Sign in
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 09/2014 | 01/2018 |
| Bank Of America, N.A. | Dallas | TX | 10/2016 | 01/2018 |
| Wells Fargo Bank, Na | Highland Village | TX | 01/2018 | 03/2023 |
| Wells Fargo Clearing Services, Llc | Highland Village | TX | 01/2018 | 03/2023 |
| Empower Financial Services, Inc | Dallas | TX | 03/2023 | 11/2025 |
| The Vanguard Group, Inc. | Plano | TX | 11/2025 | Present |
| Vanguard Marketing Corporation | Plano | TX | 11/2025 | Present |
| Vanguard Advisers, Inc. | Plano | TX | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-06 |
Reach out to this advisor