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Kory Joseph Fay

Goelzer Investment Management

Carmel, IN

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Current Employers
Goelzer Investment Management

10 East Main Street Suite 110, Carmel, IN 46032 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-11
IN RA APPROVED 2019-08-14
  • TX RA
    APPROVED_RES
    Since 2025-04-11
  • IN RA
    APPROVED
    Since 2019-08-14

Branch Locations

10 East Main Street Suite 110, Carmel, IN 46032 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edu. Financial Strategies, Llc Indianapolis IN 05/2015 08/2019
Edu. Wealth Advisors Llc Indianapolis IN 12/2015 11/2018
Preservation Wealth Advisors Llc Indianapolis IN 09/2016 12/2017
Change Path Llc Leawood KS 11/2018 08/2019
Goelzer Investment Management, Inc. Indianapolis IN 08/2019 Present
  • 05/2015 → 08/2019
    Edu. Financial Strategies, Llc
    Indianapolis, IN
  • 12/2015 → 11/2018
    Edu. Wealth Advisors Llc
    Indianapolis, IN
  • 09/2016 → 12/2017
    Preservation Wealth Advisors Llc
    Indianapolis, IN
  • 11/2018 → 08/2019
    Change Path Llc
    Leawood, KS
  • 08/2019 → Present
    Goelzer Investment Management, Inc.
    Indianapolis, IN
Previous Registrations
  • 2018-11-27 → 2019-08-09
    Creativeone Wealth, Llc
    Indianapolis, IN
    Overland Park, KS
  • 2018-01-16 → 2018-11-27
    Edu Wealth Advisors Llc
    Indianapolis, IN
  • 2015-12-18 → 2017-12-31
    Edu Wealth Advisors Llc
    Indianapolis, IN
  • 2016-09-07 → 2017-12-31
    Preservation Wealth Advisors Llc
    Indianapolis, IN
Other Businesses

Currently licensed insurance agent but not actively seeking additional business

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-20
  • S65 Uniform Investment Adviser Law Examination
    2015-10-20
Designations

View on SEC IAPD

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Other Investors

ADAM TREVOR BUNDAY
GARY MICHAEL BRIDWELL
DAKOTA A BUNDAY
CHRISTOPHER JOHN ROUTT
DAVID STEWART LANE WEIR
CATHERINE HARSTICK
BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

More in Carmel, IN

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