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Linna Wu

Citigroup Global Markets Inc.

New York, NY

New York, NY

CRD 6594876

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2020-12-02
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2020-12-02

Branch Locations

Citi Private Bank 153 East 53Rd St., 24Th, 25Th Fls, New York, NY 10022 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. New York NY 11/2015 09/2016
Hsbc Securities (Usa) Inc. New York NY 09/2016 01/2017
Hsbc Bank Usa National Association New York NY 01/2017 11/2020
Hsbc Securities (Usa) Inc. New York NY 01/2017 11/2020
Citigroup New York NY 11/2020 Present
  • 11/2015 → 09/2016
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 09/2016 → 01/2017
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 01/2017 → 11/2020
    Hsbc Bank Usa National Association
    New York, NY
  • 01/2017 → 11/2020
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 11/2020 → Present
    Citigroup
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-30
S63 Uniform Securities Agent State Law Examination 2016-03-29
  • S65 Uniform Investment Adviser Law Examination
    2020-11-30
  • S63 Uniform Securities Agent State Law Examination
    2016-03-29

View on SEC IAPD

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