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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-08-12 |
| TX | RA | APPROVED | 2021-08-12 |
Branch Locations
8101 Brier Creek Pkwy, Raleigh, NC 27617 • United States
416 Oberlin Rd, Raleigh, NC 27605 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Orland Park | IL | 12/2015 | 05/2019 |
| Jp Morgan Chase Bank | Orland Park | IL | 12/2014 | 05/2019 |
| Orange Theory Fitness | Glenn Ellyn | IL | 03/2018 | 04/2019 |
| Jp Morgan Securities Llc | Durham | NC | 05/2019 | 02/2021 |
| Jp Morgan Chase Bank | Durham | NC | 05/2019 | 02/2021 |
| Fidelity Investments | Durham | NC | 02/2021 | 07/2021 |
| J.P. Morgan Securities Llc | Raleigh | NC | 08/2021 | Present |
| Jp Morgan Chase Bank, N.A. | Raleigh | NC | 08/2021 | Present |
| Chicagoland Fitness Hr Llc | Wilmette | IL | 06/2018 | 06/2019 |
| Wu-Jay Holdings | Knightdale | NC | 06/2026 | Present |
Entity Name: Wu-Jay Holdings Investment related: No Address: Private Residence Nature of the other business: Transportation Position/Title/Relationship: Owner/Partner Start Date: 06/18/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Privately held LLC for transportation services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-03 |
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