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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/2006 | Present |
| Northwestern Mutual Investment Services,Llc | Fort Worth | TX | 01/2007 | Present |
| Northwestern Mutual Investment Services, Llc | Lubbock | TX | 07/2008 | Present |
| Csg Companies | Ft Worth | TX | 12/2006 | Present |
| Avantax Investment Services, Inc. | Lubbock | TX | 02/2010 | 09/2025 |
| Avantax Insurance Agency, Llc | Lubbock | TX | 02/2010 | 09/2025 |
| Avantax Advisory Services | Lubbock | TX | 02/2010 | 09/2025 |
| Cetera Wealth Services, Llc | Lubbock | TX | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) CSG Companies~'NIR'~101 Summit Ave., Ste. 600~Ft. Worth~TX~76102~Insurance Agent~Insurance Sales Agent~12/1/2006~8hrs~0hrs~Solicit group health insurance. 2) Moseley and Riddle CPA's~'NIR'~3223 South Loop 289, Ste. 410~Lubbock~TX~79423~Tax Preparation/Accounting~Accountant/Bookkeeper~2/1/2010~10hrs~10hrs~Answer phones, tax prep 3) OVOM~'NIR'~700 West 7th Street~Plainview~TX~79072~Accounting/Bookkeeping (No Tax Preparation)~Accountant/Bookkeeper~8/1/2010~24hrs~5hrs~reconcile bank statements, accounts payable, 4) Reclaimed 43~'NIR'~1703 Ave H~Abernathy~TX~79311~Nonprofit~Vice President~6/23/2016~2hrs~0hrs~Reclaimed 43 is non-profit that helps mentor children that are in the foster care system. My role is to help support those efforts through fundraising, mentoring, education, and organizational planning. 5) Riddle Capital Management~'NIR'~2405 20th Street~Lubbock~TX~79411~Other~Other~1/11/2017~0hrs~0hrs~marketing name only 6) Robertson Petroleum Group~'NIR'~2405 20th Street~Lubbock~TX~79411~Accounting~Chief Financial Officer~7/1/2017~12hrs~4hrs~bookkeeping services 7) TRK Enterprises, Inc.~'NIR'~401 Kirchwood~Plainview~TX~79072~Other~Owner/Sole Proprietor~1/1/2003~7hrs~0hrs~Selling of grills, smokers and grilling accessories. 8) RIDDLE DIDDLE FARMS LLC POSITION: VP NATURE: farming/ranching INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2023 ADDRESS: 23 W BROOKHOLLOW DR, RANSOM CANYON TX 79366, United States DESCRIPTION: crop production/animal raising 9)LOVM, LLC; Accountant/Bookkeeper; Accounting/Bookkeeping (No Tax Preparation); NIR; 5; 08/01/2010; 500 Dallas St Plainview TX 79072; bank statement reconciliation, accounts payable
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-01 |
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