Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

3304 64Th St, Lubbock, TX 79413 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2006 Present
Northwestern Mutual Investment Services,Llc Fort Worth TX 01/2007 Present
Northwestern Mutual Investment Services, Llc Lubbock TX 07/2008 Present
Csg Companies Ft Worth TX 12/2006 Present
Avantax Investment Services, Inc. Lubbock TX 02/2010 09/2025
Avantax Insurance Agency, Llc Lubbock TX 02/2010 09/2025
Avantax Advisory Services Lubbock TX 02/2010 09/2025
Cetera Wealth Services, Llc Lubbock TX 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 12/2006 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2007 → Present
    Northwestern Mutual Investment Services,Llc
    Fort Worth, TX
  • 07/2008 → Present
    Lubbock, TX
  • 12/2006 → Present
    Csg Companies
    Ft Worth, TX
  • 02/2010 → 09/2025
    Avantax Investment Services, Inc.
    Lubbock, TX
  • 02/2010 → 09/2025
    Avantax Insurance Agency, Llc
    Lubbock, TX
  • 02/2010 → 09/2025
    Avantax Advisory Services
    Lubbock, TX
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Lubbock, TX
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) CSG Companies~'NIR'~101 Summit Ave., Ste. 600~Ft. Worth~TX~76102~Insurance Agent~Insurance Sales Agent~12/1/2006~8hrs~0hrs~Solicit group health insurance. 2) Moseley and Riddle CPA's~'NIR'~3223 South Loop 289, Ste. 410~Lubbock~TX~79423~Tax Preparation/Accounting~Accountant/Bookkeeper~2/1/2010~10hrs~10hrs~Answer phones, tax prep 3) OVOM~'NIR'~700 West 7th Street~Plainview~TX~79072~Accounting/Bookkeeping (No Tax Preparation)~Accountant/Bookkeeper~8/1/2010~24hrs~5hrs~reconcile bank statements, accounts payable, 4) Reclaimed 43~'NIR'~1703 Ave H~Abernathy~TX~79311~Nonprofit~Vice President~6/23/2016~2hrs~0hrs~Reclaimed 43 is non-profit that helps mentor children that are in the foster care system. My role is to help support those efforts through fundraising, mentoring, education, and organizational planning. 5) Riddle Capital Management~'NIR'~2405 20th Street~Lubbock~TX~79411~Other~Other~1/11/2017~0hrs~0hrs~marketing name only 6) Robertson Petroleum Group~'NIR'~2405 20th Street~Lubbock~TX~79411~Accounting~Chief Financial Officer~7/1/2017~12hrs~4hrs~bookkeeping services 7) TRK Enterprises, Inc.~'NIR'~401 Kirchwood~Plainview~TX~79072~Other~Owner/Sole Proprietor~1/1/2003~7hrs~0hrs~Selling of grills, smokers and grilling accessories. 8) RIDDLE DIDDLE FARMS LLC POSITION: VP NATURE: farming/ranching INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2023 ADDRESS: 23 W BROOKHOLLOW DR, RANSOM CANYON TX 79366, United States DESCRIPTION: crop production/animal raising 9)LOVM, LLC; Accountant/Bookkeeper; Accounting/Bookkeeping (No Tax Preparation); NIR; 5; 08/01/2010; 500 Dallas St Plainview TX 79072; bank statement reconciliation, accounts payable

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-01
  • S66 Uniform Combined State Law Examination
    2004-12-01

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lubbock, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor