Joseph Peter Sorisi

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 04/2023
  Jp Morgan Securities Llc
  New York, NY
• 07/2016 → 05/2017
  New York Life Insurance Co.
  Lake Success, NY
• 05/2017 → 04/2023
  Jp Morgan Chase Bank
  New York, NY
• 12/2019 → 03/2023
  S5 Management, Llc.
  Glen Head, NY
• 05/2023 → 07/2025
  Citigroup
  Roslyn, NY
• 07/2025 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 07/2025 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY

Previous Registrations

• 2023-06-16 → 2025-07-31
  Citigroup Global Markets Inc.
  Port Washington, NY
  Port Jefferson, NY
  Holbrook, NY
  Bay Shore, NY
  Roslyn, NY
  Albertson, NY

Other Businesses

Effective 7/28/2025 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-06-13
• S63 Uniform Securities Agent State Law Examination
  2017-08-03

Other Names

• Joseph P Sorisi
• Joseph Peter Sorisi
• Josephpeter Sorisi