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Gary Don Penick

Life Balance Financial

Houston, TX

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Current Employers
Life Balance Financial

1334 Brittmoore Rd. Suite 1000 B, Houston, TX 77043 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-08-22
  • TX RA
    APPROVED
    Since 2019-08-22

Branch Locations

1334 Brittmoore Rd. Suite 1000 B, Houston, TX 77043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 01/2016 05/2017
Financial Life Balance, Llc Houston TX 08/2019 Present
Carmax Richmond TX 07/2017 03/2022
Ebay Houston TX 02/2022 09/2022
Ace Hardware Fulshear TX 04/2023 12/2024
Carmax Richmond TX 12/2024 Present
  • 01/2016 → 05/2017
    Edward Jones
    St. Louis, MO
  • 08/2019 → Present
    Financial Life Balance, Llc
    Houston, TX
  • 07/2017 → 03/2022
    Carmax
    Richmond, TX
  • 02/2022 → 09/2022
    Ebay
    Houston, TX
  • 04/2023 → 12/2024
    Ace Hardware
    Fulshear, TX
  • 12/2024 → Present
    Carmax
    Richmond, TX
Previous Registrations
  • 2016-04-22 → 2017-05-03
    Edward Jones
    Katy, TX
    St Louis, MO
    Fulshear, TX
Other Businesses

CARMAX; NON-INVESTMENT RELATED; RICHMAND, TX; SALES CONSULTANT; START DATE: 12/2024 TO PRESENT; 96 HRS/MTH WITH 56 HRS DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-29
S66 Uniform Combined State Law Examination 2016-03-01
  • S65 Uniform Investment Adviser Law Examination
    2019-07-29
  • S66 Uniform Combined State Law Examination
    2016-03-01

View on SEC IAPD

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WILLIAM THOMAS PAYNE
JON CARTER VAUGHAN
GREGORY JAMES KALLUS
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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

More in Houston, TX

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